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Are you a Qualified Eligible Person? Check all that apply.
Definition
a natural person who has individual net worth, or joint net worth with the person’s spouse, that exceeds $1 million at the time of the purchase, excluding the value of the primary residence of such person
a natural person with income exceeding $200,000 in each of the two most recent years or joint income with a spouse exceeding $300,000 for those years and a reasonable expectation of the same income level in the current year
a bank, insurance company, registered investment company, business development company, or small business investment company;
an employee benefit plan, within the meaning of the Employee Retirement Income Security Act, if a bank, insurance company, or registered investment adviser makes the investment decisions, or if the plan has total assets in excess of $5 million
a charitable organization, corporation, or partnership with assets exceeding $5 million
a director, executive officer, or general partner of the company selling the securities
a business in which all the equity owners are accredited investors
a trust with assets in excess of $5 million, not formed to acquire the securities offered, whose purchases a sophisticated person makes.
Terms of Access
PLEASE READ THE FOLLOWING STATEMENT: THE RISK OF LOSS IN TRADING COMMODITIES CAN BE SUBSTANTIAL. YOU SHOULD THEREFORE CAREFULLY CONSIDER WHETHER SUCH TRADING IS SUITABLE FOR YOU IN LIGHT OF YOUR FINANCIAL CONDITION. THE HIGH DEGREE OF LEVERAGE THAT IS OFTEN OBTAINABLE IN COMMODITY TRADING CAN WORK AGAINST YOU AS WELL AS FOR YOU. THE USE OF LEVERAGE CAN LEAD TO LARGE LOSSES AS WELL AS GAINS. IN SOME CASES, MANAGED COMMODITY ACCOUNTS ARE SUBJECT TO SUBSTANTIAL CHARGES FOR MANAGEMENT AND ADVISORY FEES. IT MAY BE NECESSARY FOR THOSE ACCOUNTS THAT ARE SUBJECT TO THESE CHARGES TO MAKE SUBSTANTIAL TRADING PROFITS TO AVOID DEPLETION OR EXHAUSTION OF THEIR ASSETS. THE DISCLOSURE DOCUMENT CONTAINS A COMPLETE DESCRIPTION OF THE PRINCIPAL RISK FACTORS AND EACH FEE TO BE CHARGED TO YOUR ACCOUNT BY THE COMMODITY TRADING ADVISOR ("CTA"). THE REGULATIONS OF THE COMMODITY FUTURES TRADING COMMISSION ("CFTC") REQUIRE THAT PROSPECTIVE CLIENTS OF A CTA RECEIVE A DISCLOSURE DOCUMENT WHEN THEY ARE SOLICITED TO ENTER INTO AN AGREEMENT WHEREBY THE CTA WILL DIRECT OR GUIDE THE CLIENT'S COMMODITY INTEREST TRADING AND THAT CERTAIN RISK FACTORS BE HIGHLIGHTED. THIS DOCUMENT MAY BE AVAILABLE AT THIS SITE. YOU WILL NOT INCUR ANY ADDITIONAL CHARGES BY ACCESSING THE DISCLOSURE DOCUMENT. YOU MAY ALSO REQUEST DELIVERY OF A HARD COPY OF THE DISCLOSURE DOCUMENT, WHICH ALSO WILL BE PROVIDED TO YOU AT NO COST. YOU ARE ENCOURAGED TO REVIEW THE DISCLOSURE DOCUMENT BUT TO BEAR IN MIND THAT IT IS A BRIEF STATEMENT THAT CANNOT DISCLOSE ALL OF THE RISKS AND OTHER SIGNIFICANT ASPECTS OF THE COMMODITY MARKETS. THEREFORE, YOU SHOULD STUDY THE DISCLOSURE DOCUMENT CAREFULLY TO DETERMINE WHETHER SUCH TRADING IS APPROPRIATE FOR YOU IN LIGHT OF YOUR FINANCIAL CONDITION. IN LOOKING AT CTA PERFORMANCE FIGURES, PLEASE BE AWARE THAT PAST PERFORMANCE IS NO INDICATION OF FUTURE PERFORMANCE. INFORMATION AVAILABLE ON THIS SITE DOES NOT CONSTITUTE A SOLICITATION OF ANY CTA. THE CFTC HAS NOT PASSED UPON THE MERITS OF PARTICIPATING IN ANY TRADING PROGRAM NOR ON THE ADEQUACY OR ACCURACY OF THE DISCLOSURE DOCUMENT. PLEASE NOTE THAT ANY CTA SHOULD BE JUDGED ONLY ON THE MERITS OF THE MATERIAL THEY SUPPLY YOU AND ON OUR OWN DUE DILIGENCE. ICON ALTERNATIVES TAKES NO RESPONSIBILITY FOR THE PERFORMANCE OF ANY CTA. OTHER DISCLOSURE STATEMENTS ARE REQUIRED TO BE PROVIDED TO YOU BEFORE A COMMODITY ACCOUNT MAY BE OPENED FOR YOU. THE PERFORMANCE INFORMATION AND OTHER DATA PRESENTED IS PROVIDED BY EACH INDIVIDUAL CTA. NO PERFORMANCE INFORMATION OR OTHER DATA HAS BEEN AUDITED BY ICON ALTERNATIVES OR GATE 39 MEDIA, INC. PLEASE ACKNOWLEDGE YOUR UNDERSTANDING OF THE ABOVE STATEMENT BY CLICKING ON THE BUTTON BELOW. YOU MAY THEN CONTINUE TO VIEW THE SITE. I UNDERSTAND THAT PAST PERFORMANCE IS NOT INDICATIVE OF FUTURE PERFORMANCE AND THAT ANY CTA SHOULD BE JUDGED ONLY ON THE MERITS OF THE MATERIAL THEY SUPPLY ME AND MY OWN DUE DILIGENCE. I ACCEPT THAT ICON ALTERNATIVES TAKES NO RESPONSIBILITY FOR THE PERFORMANCE OF ANY CTA. I ACKNOWLEDGE THAT THIS INFORMATION DOES NOT CONSTITUTE A SOLICITATION OF ANY PARTICULAR CTA. THIS MANAGED FUTURES DATABASE IS NOT A COMPLETE LIST OF ALL OF THE COMMODITY TRADING ADVISOR PROGRAMS AVAILABLE. UNLESS OTHERWISE INDICATED, ALL OF THE DATA IN THIS DATABASE IS REPORTED BY THE MANAGER DIRECTLY AND HAS NOT BEEN VERIFIED FOR ACCURACY. THE WEBSITE CONTAINS DATA FROM NON-INVESTABLE INDEXES FOR RESEARCH PURPOSES ONLY. ALL INDEXES ARE COPYRIGHT THEIR RESPECTIVE OWNERS AND ARE USED WITH PERMISSION.
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